Jaime Luis Diaz
Investment Adviser Representative at Wells Fargo Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jaime Luis Diaz is an investment adviser representative with Wells Fargo Advisors in Cedar Park, TX, where they have been registered since 2026. They have worked in the securities industry since 2016 and have been registered with 7 firms, including J.p. Morgan Securities LLC and Equitable Advisors, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Clearing Services, LLCMay 2026 – no end date reportedCedar Park, TX
- Wells Fargo BANK, NAMay 2026 – no end date reportedCedar Park, TX
- Santander BANK NAJan 2016 – Mar 2018Lodi, NJ
- Santander Securities LLCJan 2016 – Mar 2018Elizabeth, NJ
- Citigroup Global Markets Inc.Mar 2018 – Feb 2019Fort Lee, NJ
- Investors Bancorp IncFeb 2019 – Jul 2021New Providence, NJ
- Cetera Investment Advisers LLCFeb 2019 – Jul 2021Hillside, NJ
- Cetera Investment Services LLCFeb 2019 – Jul 2021Hillside, NJ
- PNC InvestmentsAug 2021 – Jan 2022New Braunfels, TX
- Equitable Financial Life Insurance Co.Mar 2022 – Jul 2022Leander, TX
- Equitable Advisors, LLCMar 2022 – Jul 2022Leander, TX
- PNC Financial Services Group, Inc.Aug 2021 – Jan 2022New Braunfels, TX
- CitibankMar 2018 – Feb 2019Fort Lee, NJ
- Massachusetts Mutual Life Insurance CoMar 2016 – Oct 2019Springfield, MA
- LyftNov 2018 – no end date reportedSan Francisco, CA
- Uber,Apr 2019 – no end date reportedSan Francisco, CA
- JP Morgan Chase Bank, N.A.Sep 2022 – Jan 2026Cedar Park, TX
- JP Morgan Securities, LLCSep 2022 – Jan 2026Cedar Park, TX
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wells Fargo Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14,697
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-37967
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Wells Fargo Advisors
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jaime Luis Diaz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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