Jake Christopher Wu
Investment Adviser Representative at Copper Financial
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jake Christopher Wu is an investment adviser representative with Copper Financial in New York, NY, where they have been registered since 2020. They have worked in the securities industry since 2012 and have been registered with 4 firms, including Unfcu Advisors LLC and Santander Securities. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
12 states and territories
California, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2015 – Mar 2017New York, NY
- BANK OF America, N.A.Mar 2016 – Mar 2017New York, NY
- Santander Bank, NAMay 2017 – Aug 2020Boston, MA
- Santander Securities, LLCMay 2017 – Aug 2020Dorchester, MA
- Copper Financial Network LLCNov 2020 – no end date reportedLenexa, KS
- UNFCU Advisors, LLCNov 2020 – Sep 2022New York, NY
- United Nations Federal Credit UnionNov 2020 – Feb 2022Long Island City, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Copper Financial
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 40
- Offices listed on AdvisorFinder:
- 30
- Main office:
- Lenexa, KS
- SEC file number:
- 801-89168
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Copper Financial
Showing 12 of 40 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jake Christopher Wu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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