James Andrew Waggett
Investment Adviser Representative at F L Putnam Investment Management Co.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Andrew Waggett is an investment adviser representative with F L Putnam Investment Management Co. in Needham, MA, where they have been registered since 2022. They have worked in the securities industry since 2013 and have been registered with 4 firms, including Thrivent Investment Management Inc. and TD Private Client Wealth LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Maine, Massachusetts, New Hampshire, and Virginia.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maine, Massachusetts, New Hampshire, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD Bank N.A.Aug 2016 – Sep 2019Boston, MA
- TD Private Client Wealth LLCAug 2016 – Sep 2019Boston, MA
- UnemployedSep 2019 – Jun 2020Wellesley, MA
- Thrivent Investment Management IncJun 2020 – Aug 2020Dedham, MA
- Thrivent FinancialAug 2020 – Aug 2020Dedham, MA
- Equitable Advisors, LLCSep 2020 – Feb 2022Wellesley, MA
- F. L. Putnam Investment Management Co.Mar 2022 – no end date reportedNeedham, MA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About F L Putnam Investment Management Co.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $750,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 73
- Offices listed on AdvisorFinder:
- 11
- Main office:
- Lynnfield, MA
- SEC file number:
- 801-21951
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 19, 2026
View full firm profileOther advisors at F L Putnam Investment Management Co.
Showing 12 of 73 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Andrew Waggett has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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