James Anthony Warfield
Broker-Dealer Representative at Beacon Capital Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Anthony Warfield is a broker-dealer representative with Beacon Capital Management, Inc. in Charlotte, NC, where they have been registered since 2025. They have worked in the securities industry since 1996 and have been registered with 4 firms, including Advisors Asset Management, Inc. and ICON Advisers, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent).
Registrations & licenses
- Broker:
7 states and territories
Delaware, District of Columbia, Maryland, North Carolina, South Carolina, Virginia, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Beacon Capital Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $25,000 (waivable)
- $0–$499,999.990.55%
- $500,000–$999,999.990.35%
- $1,000,000+0.15%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Beacon offers disciplined, rules-based investment strategies including Beacon Precision™, Beacon Signal™, Beacon Outlook™, and Beacon Unified™, which provide downside defense, dynamic risk response, and diversified portfolio management. Strategies are accessible through multiple platforms and custodians, and are designed to help advisors and institutions navigate market volatility while managing downside risk.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 28
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Dayton, OH
- SEC file number:
- 801-61249
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Beacon Capital Management, Inc.
Showing 12 of 28 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Anthony Warfield has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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