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James Christopher Cook

Investment Adviser Representative at BEACON CAPITAL MANAGEMENT, INC.

Dayton, OHCRD #2685452Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
37 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 37 states
AlabamaArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMarylandMassachusettsMichiganMississippiMontanaNevadaNew HampshireNew JerseyNew MexicoNorth CarolinaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaUtahVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/22/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 2/22/1996
Series 7
General Securities Representative Examination
Passed 12/6/1995
Series 53
Municipal Securities Principal Examination
Passed 8/20/1998
Series 4
Registered Options Principal Examination
Passed 7/27/1998
Series 24
General Securities Principal Examination
Passed 5/11/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0–$499,999.990.55%
$500,000–$999,999.990.35%
$1,000,000+0.15%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Beacon Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BEACON CAPITAL MANAGEMENT, INC.Current
1/21/2003Dayton, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Christopher Cook has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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James Christopher Cook - Financial Advisor in Dayton, OH | AdvisorFinder