AdFi
NJ

Nicholas Johnson

Financial Professional at Beacon Capital Management, Inc.

Dunbarton, NHCRD #5462909
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Nicholas Johnson is a financial professional associated with Beacon Capital Management, Inc. in Dunbarton, NH, where they have been associated since 2025. They have worked in the securities industry since 2008 and have been registered with 3 firms, including Osaic Wealth, Inc. and Osaic FS, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal).

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/20/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/24/2014
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/4/2008
Series 24
General Securities Principal Examination
Passed 3/12/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Beacon Capital Management, Inc.Current
8/19/2025 – Dunbarton, NH
Sammons Financial Network, LLCCurrent
8/19/2025 – Dunbarton, NH
Osaic Wealth, Inc.
1/24/2025 – 4/2/2025Scottsdale, AZ
Osaic FS, Inc.
10/22/2014 – 1/24/2025Dunbarton, NH

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Lincoln Financial Network
    Sep 2013 – Dec 2016Concord, NH
  2. Lincoln Financial Securities Corporation
    Dec 2016 – Feb 2025Concord, NH
  3. Lincoln Financial Advisors Corporation
    Dec 2016 – Feb 2025Concord, NH
  4. Osaic Wealth, Inc.
    Jan 2025 – Aug 2025Scottsdale, AZ
  5. Osaic Wealth, Inc.
    Jan 2025 – Aug 2025Scottsdale, AZ
  6. Sammons Financial Group
    Aug 2025 – Aug 2026West Des Moines, IA
  7. Principal Securities, Inc.
    Sep 2026 – no end date reportedDes Moines, IA
  8. Principal LIFE Insurance Company
    Sep 2026 – no end date reportedDes Moines, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Beacon Capital Management, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$25,000 (waivable)
Firm's annual rate schedule by assets
  • $0–$499,999.990.55%
  • $500,000–$999,999.990.35%
  • $1,000,000+0.15%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Beacon offers disciplined, rules-based investment strategies including Beacon Precision™, Beacon Signal™, Beacon Outlook™, and Beacon Unified™, which provide downside defense, dynamic risk response, and diversified portfolio management. Strategies are accessible through multiple platforms and custodians, and are designed to help advisors and institutions navigate market volatility while managing downside risk.

Investment Management
Firm areas of expertise
Portfolio ManagementRisk ManagementSystematic InvestingDownside ProtectionRules-based StrategiesRegistered Investment AdvisoryModel PortfoliosAsset ManagementData-driven InvestingMorningstar-rated Strategies

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
28
Offices listed on AdvisorFinder:
1
Main office:
Dayton, OH
SEC file number:
801-61249

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nicholas Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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