James Edward Herbert III
Investment Adviser Representative at Wells Fargo Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Edward Herbert is an investment adviser representative with Wells Fargo Advisors in Elmhurst, IL, where they have been registered since 2025. They have worked in the securities industry since 2021 and have been registered with 3 firms, including Ameriprise Financial Services, LLC and Prudential Financial Planning Services. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
1 state or territory
Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- J.P. Morgan Securities LLCFeb 2021 – May 2024Chicago, IL
- JC Prime Insurance & Financial Group (Allstate)May 2020 – Jan 2021Columbus, OH
- Kyle Carile Agency (Allstate)Feb 2020 – May 2020Brook Park, OH
- Brewsters Cafe Bistro PubJun 2019 – Mar 2020Twinsburg, OH
- Neo Indemnity Group LLC DBA Quantum Assurance InternationalJul 2019 – Dec 2019South Euclid, OH
- Park Place TechnologiesApr 2015 – Jan 2019Mayfield Hts, OH
- Pettibone Road LLCNov 2019 – Dec 2019Twinsburg, OH
- UnemployedFeb 2019 – May 2019Cleveland, OH
- JPMorgan Chase Bank, N.A.Feb 2021 – May 2024Chicago, IL
- Pruco Securities LLCFeb 2024 – May 2024Downers Grove, IL
- The Prudential Insurance Company of AmericaApr 2024 – May 2024Downers Grove, IL
- Ameriprise Financial Services LLCMay 2024 – Aug 2025Downers Grove, IL
- LyftJun 2019 – Mar 2020Cleveland, OH
- Wells Fargo BANK, NASep 2025 – no end date reportedElmhurst, IL
- Wells Fargo Clearing Services, LLCSep 2025 – no end date reportedElmhurst, IL
- Herbert Voice Over, LLCApr 2025 – no end date reportedHomewood, IL
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wells Fargo Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14,697
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-37967
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Wells Fargo Advisors
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Edward Herbert III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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