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JE

James Ellis Cahn

Investment Adviser Representative at STRATOS WEALTH PARTNERS, LTD

Darien, CTCRD #4533552Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
16 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
ArizonaCaliforniaConnecticutFloridaGeorgiaMaineMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaRhode IslandSouth CarolinaVermontWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/27/2002
Series 65
Uniform Investment Adviser Law Examination
Passed 6/18/2002
Series 7
General Securities Representative Examination
Passed 1/24/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/14/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Stratos Wealth Partners, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

STRATOS WEALTH PARTNERS, LTDCurrent
6/1/2021Darien, CT
LPL FINANCIAL LLC
11/5/20257/10/2026Norwalk, CT
MML INVESTORS SERVICES, LLC
3/25/20176/9/2021Stamford, CT
MSI FINANCIAL SERVICES, INC.
7/18/20023/25/2017Stamford, CT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Ellis Cahn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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