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James F Pierotti

Investment Adviser Representative at FLAGSHIP HARBOR ADVISORS, LLC

Norwell, MACRD #4963159Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
12 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
AlabamaCaliforniaConnecticutFloridaGeorgiaMaineMassachusettsNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTennessee
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/1/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 1/10/2008
Series 7
General Securities Representative Examination
Passed 8/10/2005
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/7/2009
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 4/2/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Flagship Harbor Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FLAGSHIP HARBOR ADVISORS, LLCCurrent
11/5/2014Norwell, MA
CUNA BROKERAGE SERVICES, INC.
7/20/200910/8/2014Bridgewater, MA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20097/8/2009Norwell, MA
MORGAN STANLEY & CO. INCORPORATED
6/12/20076/1/2009Norwell, MA
MERRILL LYNCH PIERCE FENNER & SMITH INC.
9/2/20055/21/2007Quincy, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James F Pierotti has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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James F Pierotti - Financial Advisor in Norwell, MA | AdvisorFinder