James Floyd Garraway III
Investment Adviser Representative at Simplified Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Floyd Garraway III is an investment adviser representative with Simplified Wealth Management in Hattiesburg, MS, where they have been registered since 2022. They have worked in the securities industry since 2019 and were previously registered with Thrivent Investment Management Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Mississippi.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Mississippi
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Trustmark National BANKApr 2017 – Nov 2019Hattiesburg, MS
- Regions Financial CorpAug 2014 – Apr 2017Hattiesburg, MS
- Thrivent Investment Management IncAug 2019 – Dec 2021Hattiesburg, MS
- Thrivent FinancialNov 2019 – Mar 2020Appleton, WI
- Thrivent FinancialMar 2020 – Dec 2021Appleton, WI
- Simplified Wealth ManagementFeb 2022 – no end date reportedHattiesburg, MS
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Simplified Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- $0 – $500,0002.00%
- $500,001 - $1,000,0001.75%
- $1,000,001 - $1,500,0001.50%
- $1,500,001 - $2,000,0001.00%
+2 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 7
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Hattiesburg, MS
- SEC file number:
- 801-123772
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 16, 2026
View full firm profileOther advisors at Simplified Wealth Management
6 other advisors in the directory
Similar advisors in Hattiesburg, MS
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Floyd Garraway III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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