James Guy Korman
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Guy Korman is an investment adviser representative with LPL Enterprise, LLC in Warrington, PA, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania.
Office
Advisors at this office: 41
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania
- Broker:
1 state or territory
Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- LPL Enterprise LLCAug 2025 – no end date reportedWarrington, PA
- WSFS BankFeb 2025 – Aug 2025Philadelphia, PA
- Kreyco Educational ServicesNov 2024 – no end date reportedBreinigsville, PA
- General Services AdministrationJun 2024 – Sep 2024Philadelphia, PA
- Penn Global MarketingJan 2024 – no end date reportedBreinigsville, PA
- Lafayette CollegeAug 2025 – no end date reportedEaston, PA
- Delaware Valley UniversityAug 2023 – May 2024Doylestown, PA
- University of DelawareAug 2020 – May 2024Newark, DE
- IcpsrJul 2023 – Aug 2023Ann Arbor, MI
- U.S. Army ReserveDec 2017 – Dec 2021Owings Mills, MD
- Americorps SBPJun 2019 – Nov 2019Seabright, NJ
- UnemployedNov 2019 – Feb 2020State College, PA
- Pennsylvania Higher Education Agency AssociationFeb 2020 – Aug 2020State College, PA
- Penn State UniversityJan 2018 – May 2019State College, PA
- Shippensburg UniversityJan 2014 – Dec 2017Shippensburg, PA
- Ministry of Exterior Commerce For Peru In ChileMay 2018 – Jul 2018Santiago
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Guy Korman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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