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James H Jessup

Investment Adviser Representative at Virtus Investment Advisers, LLC

Milford, CTCRD #3205377Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James H. Jessup is an investment adviser representative with Virtus Investment Advisers, LLC in Milford, CT, where they have been registered since 2011. They have worked in the securities industry since 2001 and have been registered with 8 firms, including Morgan Stanley Smith Barney and Morgan Stanley & Co. Incorporated. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut
Broker:
1 state or territory

Connecticut

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/14/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 2/18/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/16/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/11/1999
Series 53
Municipal Securities Principal Examination
Passed 10/6/2009
Series 24
General Securities Principal Examination
Passed 12/20/2005

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Virtus Investment Advisers, LLCCurrent
12/15/2011 – Milford, CT
VP Distributors, LLCCurrent
11/11/2011 – Milford, CT
Morgan Stanley Smith Barney
6/1/2009 – 6/11/2010Purchase, NY
Morgan Stanley & Co. Incorporated
4/2/2007 – 6/1/2009Purchase, NY
Morgan Stanley DW Inc.
8/15/2006 – 4/2/2007Purchase, NY
Allianz Global Investors Distributors LLC
7/19/2001 – 8/7/2006Stamford, CT
ONE Group Dealer Services, Inc.
1/23/2001 – 6/20/2001Columbus, OH
ONE Group Services Company (THE)
2/1/2000 – 12/31/2000Brooklyn, OH
Fidelity Investments Institutional Services Company, Inc.
6/14/1999 – 8/17/1999Smithfield, RI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Virtus Investment Partners
    Oct 2011 – no end date reportedHartford, CT
  2. VP Distributors Inc
    Oct 2011 – no end date reportedHartford, CT

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Virtus Investment Advisers, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Milford, CT

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James H Jessup has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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James H Jessup (Virtus Investment Advisers) | AdvisorFinder