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JH

James Harrison Randall

Investment Adviser Representative at CAPITAL ADVISORS, INC.

Frisco, TXCRD #7033271Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Harrison Randall has worked in the securities industry since 2019. They are registered to provide investment advisory services in Oklahoma and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OklahomaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/6/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 7/18/2018
Series 7
General Securities Representative Examination
Passed 12/13/2018
SIE
Securities Industry Essentials Examination
Passed 11/19/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Capital Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CAPITAL ADVISORS, INC.Current
10/31/2022Frisco, TX
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
8/11/202111/3/2022Irving, TX
EDWARD JONES
2/12/20192/4/2021Sun City, AZ

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Harrison Randall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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