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James Henry Saulnier

Investment Adviser Representative at JIM SAULNIER & ASSOCIATES, LLC

Fort Collins, COCRD #3269945Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Henry Saulnier has worked in the securities industry since 1999. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in Colorado.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Colorado
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/4/2002
Series 65
Uniform Investment Adviser Law Examination
Passed 4/10/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/27/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

JIM Saulnier & Associates, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

JIM SAULNIER & ASSOCIATES, LLCCurrent
1/23/2015Fort Collins, CO
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
9/6/20121/22/2021Fort Collins, CO
FINANCIAL NETWORK INVESTMENT CORPORATION
4/18/20029/10/2012Fort Collins, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at JIM SAULNIER & ASSOCIATES, LLC

4 other advisors in the directory

View JIM SAULNIER & ASSOCIATES, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Henry Saulnier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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James Henry Saulnier - Financial Advisor in Fort Collins, CO | AdvisorFinder