James Herbert Bailey

Investment Adviser Representative at TALON LLC

SAN JUAN, PRCRD #1393256Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

23 yrs

States Registered

3 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 3 states

FloridaIowaNebraska

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 3/23/2019

Series 63

Uniform Securities Agent State Law Examination

Passed 9/21/2005

Series 24

General Securities Principal Examination

Passed 8/26/1987

Series 7

General Securities Representative Examination

Passed 7/20/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

TALON LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INVESTORS ASSOCIATES, INC.

9/26/1994 – 6/29/1995HACKENSACK, NJ

SALOMON GREY FINANCIAL CORPORATION

9/22/2005 – 2/27/2006DALLAS, TX

DALLAS RESEARCH & TRADING, INC.

7/5/1995 – 11/5/1996DALLAS, TX

THE STUART-JAMES COMPANY, INCORPORATED

7/24/1985 – 12/3/1990DENVER, CO

J. GREGORY & COMPANY, INC.

7/16/1991 – 12/8/1993

EMMETT A LARKIN COMPANY, INC.

6/16/2006 – 6/12/2007TAMPA, FL

R.W. TOWT & ASSOCIATES

6/11/2009 – 12/23/2009SAN DIEGO, CA

STELLAR INVESTMENTS, INC.

6/11/1999 – 4/5/2001TAMPA, FL

BARRON CHASE SECURITIES, INC.

5/24/1991 – 7/30/1991BOCA RATON, FL

SALOMON GREY FINANCIAL CORPORATION

3/28/2003 – 8/4/2003DALLAS, TX

TAJ GLOBAL EQUITIES, INC.

12/15/1993 – 9/23/1994TAMPA, FL

CHATFIELD DEAN & CO., INC.

11/27/1990 – 2/27/1991GREENWOOD VILLAGE, CO

COHIG & ASSOCIATES, INC.

10/4/1996 – 6/4/1997ENGLEWOOD, CO

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Herbert Bailey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.