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James Herbert White III

Investment Adviser Representative at PORTER WHITE INVESTMENT ADVISORS, INC.

Birmingham, ALCRD #465104Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
51 yrs
States Registered
1 states
Exams Passed
11

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Alabama
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/3/1993
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 7
General Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 50
Municipal Advisor Representative Qualification Exam
Passed 2/12/2016
Series 1
Registered Representative Examination
Passed 5/4/1973
Series 28
Introducing Broker/Dealer Financial Operations Principal Examination
Passed 1/2/2023
Series 54
Municipal Advisor Principal Qualification Examination
Passed 9/29/2021
Series 24
General Securities Principal Examination
Passed 6/6/1979
Financial Principal Examination
Passed 4/25/1979

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Wealth Management - First $2M1.00%
Wealth Management - Next $3M0.60%
Wealth Management - Next $5M0.50%
Wealth Management - Next $5M0.40%
Wealth Management - Over $15M0.30%
Institutional/Retirement - First $1M0.95%
Institutional/Retirement - Next $4M0.50%
Institutional/Retirement - Next $5M0.40%
Institutional/Retirement - Next $5M0.30%
Institutional/Retirement - Over $15M0.20%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Porter White Investment Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PORTER WHITE INVESTMENT ADVISORS, INC.Current
9/26/1995Birmingham, AL
PORTER WHITE CAPITAL, LLC
1/3/20188/29/2023Birmingham, AL
SPEARHEAD CAPITAL, LLC
9/20/20161/18/2018Birmingham, AL
PORTER, WHITE & COMPANY, INC.
7/26/197911/11/2014Birmingham, AL
J. H. SHANNON & CO.
5/11/197310/26/1977

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View PORTER WHITE INVESTMENT ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Herbert White III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Herbert White III - Financial Advisor in Birmingham, AL | AdvisorFinder