AdFi
JH

James Howard Nitchke

Investment Adviser Representative at ONE Capital Management, LLC

Denver, COCRD #5480037Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Howard Nitchke is an investment adviser representative with ONE Capital Management, LLC in Denver, CO, where they have been registered since 2025. They have worked in the securities industry since 2008 and were previously registered with Advice and Planning Services. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California and Colorado.

Office

3300 E 1st Avenue, Suite 480
Denver, CO 80206

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Colorado

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/3/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 6/7/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/14/2008

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

ONE Capital Management, LLCCurrent
9/3/2025 – Denver, CO
Advice AND Planning Services
7/9/2012 – 8/4/2025Denver, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Tiaa-cref Individual & Institutional Services, LLC
    Sep 2010 – Aug 2025Denver, CO
  2. TIAA
    Sep 2010 – Aug 2025Denver, CO
  3. One Capital Management
    Sep 2025 – no end date reportedDenver, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About ONE Capital Management, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Subscription fee
Firm account minimum
$500,000 (waivable)
Firm's annual rate schedule by assets
  • First $1,000,0001.95%
  • Next $1,000,0001.65%
  • Next $3,000,0001.35%
  • Next $5,000,0001.15%

+1 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Actively managed ETFs including equity, balanced, and bond ETFs (XNAV, XCOR, XRLX, XFLX, FFOX), available at major brokers including Charles Schwab, Fidelity, and Etrade.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingPeriodicals and Newsletters
Firm areas of expertise
Actively Managed ETFsEquity ETFsBalanced ETFsBond ETFsTax EfficiencyTaxable AccountsRisk Management

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPension/Profit SharingCharitable OrganizationsOther Investment AdvisersCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
70
Offices listed on AdvisorFinder:
7
Main office:
Westlake Village, CA
SEC file number:
801-60483

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 16, 2026

View full firm profile

Other advisors at ONE Capital Management, LLC

Showing 12 of 70 in the directory

View ONE Capital Management, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Howard Nitchke has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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