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James Jorge Martin Tavares

Investment Adviser Representative at MISSIONSQUARE WEALTH MANAGEMENT

Wethersfield, CTCRD #6447693Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
12 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Jorge Martin Tavares has worked in the securities industry since 2016. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in 12 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 12 states
ConnecticutDelawareMaineMarylandNew HampshireNew JerseyNew YorkOhioPennsylvaniaRhode IslandVermontWest Virginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/20/2019
Series 65
Uniform Investment Adviser Law Examination
Passed 12/11/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/1/2019
SIE
Securities Industry Essentials Examination
Passed 11/17/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/11/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Missionsquare Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MISSIONSQUARE WEALTH MANAGEMENTCurrent
10/13/2023Wethersfield, CT
MISSIONSQUARE RETIREMENTCurrent
10/13/2023Wethersfield, CT
SYMMETRY PARTNERS
12/11/20172/2/2023Glastonbury, CT
APELLA CAPITAL
12/11/20173/4/2019Glastonbury, CT

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Jorge Martin Tavares has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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James Jorge Martin Tavares - Financial Advisor in Wethersfield, CT | AdvisorFinder