James L Alexander
Investment Adviser Representative at Cerity Partners Retirement PLAN Consultants
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James L. Alexander is an investment adviser representative in Wheaton, IL, currently registered with Cerity Partners LLC and Cerity Partners Retirement PLAN Consultants. They have worked in the securities industry since 2010 and have been registered with 6 firms, including EDGE Financial Advisors, LLC and TD Ameritrade, Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.
Registrations & licenses
- Investment adviser:
- Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- ScottradeMay 2010 – Sep 2017Park Ridge, IL
- TD Ameritrade Investment Management, LLCSep 2017 – Oct 2019Omaha, NE
- Edge Portfolio Management, LLCOct 2019 – Feb 2026Wheaton, IL
- Cerity Partners LLCFeb 2026 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cerity Partners Retirement PLAN Consultants
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Wheaton, IL
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James L Alexander has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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