AdFi
JL

James Lee Mackey

Investment Adviser Representative at MACH-1 FINANCIAL GROUP, LLC

Rogers, ARCRD #2634808Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArkansasTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/31/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 9/1/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/22/1995
Series 24
General Securities Principal Examination
Passed 11/19/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mach-1 Financial Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MACH-1 FINANCIAL GROUP, LLCCurrent
3/25/2022Rogers, AR
LPL FINANCIAL LLC
4/18/20176/29/2022Rogers, AR
MORGAN STANLEY
11/1/20114/19/2017Little Rock, AR
TRUSTCORE FINANCIAL SERVICES, INC.
10/25/20042/16/2005Brentwood, TN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MACH-1 FINANCIAL GROUP, LLC

8 other advisors in the directory

View MACH-1 FINANCIAL GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Lee Mackey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Lee Mackey - Financial Advisor in Rogers, AR | AdvisorFinder