AdFi
JM

James Marion Nelson

Investment Adviser Representative at REALTA INVESTMENT ADVISORS, INC

Lake Wales, FLCRD #1931451Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
19 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Marion Nelson has worked in the securities industry since 1997. They are registered to provide investment advisory services in 19 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaAlaskaCaliforniaColoradoFloridaGeorgiaKentuckyMarylandMassachusettsMichiganMissouriNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaTennesseeTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/8/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/18/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/21/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Realta Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REALTA INVESTMENT ADVISORS, INCCurrent
9/12/2022Lake Wales, FL
KALOS MANAGEMENT
11/1/20189/23/2022Lake Wales, FL
LINEWEAVER WEALTH ADVISORS
3/13/201510/4/2018Lake Wales, FL
SPC
6/21/20113/5/2015Lake Wales, FL
SIGNATOR INVESTORS, INC.
1/4/200810/17/2008Lake Wales, FL
SPECTRUM ASSETS, INC.
10/25/200412/31/2006Lake Wales, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Marion Nelson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Marion Nelson - Financial Advisor in Lake Wales, FL | AdvisorFinder