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Stephen Claude Forsyth Lovell

Investment Adviser Representative at REALTA INVESTMENT ADVISORS, INC

Emerald Hills, CACRD #2146222Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
4 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Stephen Claude Forsyth Lovell has worked in the securities industry since 1997. They are registered to provide investment advisory services in Arizona, California, Montana, and Nevada.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
ArizonaCaliforniaMontanaNevada
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/6/1997
Series 79
Investment Banking Registered Representative Examination
Passed 8/19/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 5/2/2008
Series 7
General Securities Representative Examination
Passed 5/1/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/7/1991
Series 24
General Securities Principal Examination
Passed 3/5/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Realta Investment Advisors, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REALTA EQUITIES, INC.Current
11/22/2023Emerald Hills, CA
REALTA INVESTMENT ADVISORS, INCCurrent
11/22/2023Emerald Hills, CA
KINGSWOOD WEALTH ADVISORS, LLC
9/26/20222/1/2024Emerald Hills, CA
KALOS MANAGEMENT
1/7/20199/9/2022Alpharetta, GA
INVESTACORP ADVISORY SERVICES INC
4/3/20172/8/2019Walnut Creek, CA
LPL FINANCIAL LLC
10/21/20033/23/2017Walnut Creek, CA
LINSCO/PRIVATE LEDGER CORP.
10/28/20029/29/2003Walnut Creek, CA
LINCOLN FINANCIAL ADVISORS CORPORATION
5/2/200210/31/2002Walnut Creek, CA
AMERICAN EXPRESS FINANCIAL ADVISORS, INC.
12/15/19974/10/2002Walnut Creek, CO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Stephen Claude Forsyth Lovell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Stephen Claude Forsyth Lovell - Financial Advisor in Emerald Hills, CA | AdvisorFinder