James Michael McCabe
Broker-Dealer Representative at VOYA Financial Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Michael Mccabe is a broker-dealer representative with VOYA Financial Advisors, Inc. in Boston, MA, where they have been registered since 2026. They have worked in the securities industry since 2021 and have been registered with 3 firms, including LPL Financial LLC and Cadaret Grant & Co Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent).
Office
Advisors at this office: 151
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Broker:
1 state or territory
Massachusetts
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Distributors, LLCJun 2021 – Jun 2023Charlotte, NC
- Virtus Investment PartnersJul 2020 – Aug 2020Hartford, CT
- Glastonbury High SchoolAug 2013 – Jul 2017Glastonbury, CT
- University of ConnecticutAug 2017 – May 2021Storrs, CT
- Prague CollegeJun 2019 – Jul 2019Prague
- Cadaret Grant & Co., Inc.Jun 2023 – Jul 2025Glastonbury, CT
- LPL Financial LLCJul 2025 – Jun 2026Glastonbury, CT
- Voya Financial AdvisorsJun 2026 – no end date reportedBoston, MA
- Voya Financial Partners, LLCAug 2026 – no end date reportedBoston, MA
- Voya Retirement Advisors, LLCAug 2026 – no end date reportedBoston, MA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About VOYA Financial Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 725
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Windsor, CT
- SEC file number:
- 801-46585
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 16, 2026
View full firm profileOther advisors at VOYA Financial Advisors, Inc.
Showing 12 of 725 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Michael McCabe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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