AdFi
JM

James Michael Sanders

Financial Professional at Venturi Private Wealth

Austin, TXCRD #1342176
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Michael Sanders is a financial professional associated with Venturi Private Wealth in Austin, TX, where they have been associated since 2018. They have worked in the securities industry since 1988 and have been registered with 5 firms, including IRC Securities LLC and Davis, Mendel & Regenstein, Inc. They have passed 9 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent).

Office

3600 N. Capital Of Texas Hwy., Building B, Suite 200
Austin, TX 78746

Advisors at this office: 19

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/13/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 6/14/1985
SIE
Securities Industry Essentials Examination
Passed 10/4/2016
Series 5
Interest Rate Options Examination
Passed 9/25/1989
Series 15
Foreign Currency Options Examination
Passed 9/18/1989
Series 3
National Commodity Futures Examination
Passed 7/24/1985
Series 7
General Securities Representative Examination
Passed 3/16/1985
Series 23
General Securities Principal Sales Supervisor
Passed 10/20/2009
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 3/15/1996

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Venturi Private WealthCurrent
4/13/2018 – Austin, TX
IRC Securities LLC
10/23/2012 – 10/4/2016New York, NY
Davis, Mendel & Regenstein, Inc.
4/10/2009 – 11/14/2011Boston, MA
Goldman, Sachs & Co.
5/3/1985 – 7/3/2008Boston, MA
Morgan Stanley & Co., Incorporated
3/19/1985 – 4/12/1985

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Venturi Private Wealth

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$2,500,000 (waivable)
Firm's annual rate schedule by assets
  • First $2,500,0001.00%
  • Above $2,500,0000.85%
  • Family Office $50,000,001 - $100,000,0000.40%
  • Family Office $100,000,001 - $200,000,0000.35%

+1 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable Organizations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
23
Offices listed on AdvisorFinder:
2
Main office:
Boise, ID
SEC file number:
801-78932

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 31, 2026

View full firm profile

Other advisors at Venturi Private Wealth

Showing 12 of 23 in the directory

View Venturi Private Wealth firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Michael Sanders has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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