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James Milam Pettus III

Investment Adviser Representative at M. E. ALLISON & CO., INC.

Corpus Christi, TXCRD #1739120Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
29 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Milam Pettus has worked in the securities industry since 1997. They have passed the Series 65, 63, 53, 52, 24, and 7 examinations. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/26/1997
Series 65
Uniform Investment Adviser Law Examination
Passed 3/7/1997
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/25/1997
Series 53
Municipal Securities Principal Examination
Passed 6/12/2001
Series 24
General Securities Principal Examination
Passed 1/31/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

M. E. Allison & Co., Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

M. E. ALLISON & CO., INC.Current
9/3/2013Corpus Christi, TX
PRESIDIO FINANCIAL SERVICES, INC.
9/16/20041/2/2013Corpus Christi, TX
THIRD COAST SECURITIES, LLC.
11/15/200012/31/2004Corpus Christi, TX
LINSCO/PRIVATE LEDGER CORP.
4/29/19992/8/2001Fort Mill, SC
HERNDON PLANT OAKLEY, LTD.
10/19/19985/3/1999Corpus Christi, TX
EVEREN SECURITIES, INC.
5/11/19989/14/1998St. Louis, MO
PRINCIPAL FINANCIAL SECURITIES,INC.
6/19/19975/11/1998Dallas, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Milam Pettus III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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