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James Mitchell Fountain III

Investment Adviser Representative at KOVACK ADVISORS, INC.

Moultrie, GACRD #1701248Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
AlabamaFloridaGeorgia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/13/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 7/23/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/23/1987
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/21/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.029
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Kovack Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KOVACK ADVISORS, INC.Current
5/17/2016Moultrie, GA
W.H. COLSON & ASSOCIATES, INC.
2/28/20035/16/2016Moultrie, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Mitchell Fountain III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Mitchell Fountain III - Financial Advisor in Moultrie, GA | AdvisorFinder