James Morgan Harris
Investment Adviser Representative at Equitable Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Morgan Harris is an investment adviser representative with Equitable Advisors, LLC in Oak Brook, IL, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 95
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
12 states and territories
Arizona, Florida, Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Nevada, Texas, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- 510 MediaMay 2025 – no end date reportedOakland, CA
- Emory UniversityAug 2021 – May 2025Atlanta, GA
- BlackRockJun 2024 – Aug 2024New York, NY
- Berkeley Research GroupMay 2023 – Aug 2023New York, NY
- Berkeley Research GroupMay 2022 – Aug 2022Emeryville, CA
- AmazonJan 2022 – May 2025Atlanta, GA
- JSK Management and MediaDec 2021 – Dec 2022Sacramento, CA
- Sylvan LearningDec 2021 – Jan 2023Atlanta, GA
- Project TransitionJan 2022 – May 2025Atlanta, GA
- Lick Wilmerdiing High SchoolAug 2017 – May 2021San Francisco, CA
- Head-Royce Middle SchoolAug 2014 – May 2017Oakland, CA
- Equitable Advisors, LLCOct 2025 – Jul 2026New York, NY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2026 – no end date reportedChicago, IL
- Wasserman/PrimeJan 2023 – May 2024Atlanta, GA
- Encore NationwideJan 2023 – May 2024Atlanta, GA
- Bay Area Education Support Systems (Project Transition)Jan 2022 – May 2025San Francisco, CA
- Bank of America, N.A.Aug 2026 – no end date reportedChicago, IL
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Equitable Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning, workplace solutions and strategies, retirement, protection, and advice services
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4,590
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- Founded:
- 1859
- SEC file number:
- 801-14065
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Equitable Advisors, LLC
Showing 12 of 4,590 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Morgan Harris has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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