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James Nicholas Proffitt Jr

Investment Adviser Representative at PROFFITT & GOODSON INC.

Knoxville, TNCRD #4342210Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
4 states

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Nicholas Proffitt Jr has worked in the securities industry since 2004. They are registered to provide investment advisory services in North Carolina, Tennessee, Texas, and Virginia.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
North CarolinaTennesseeTexasVirginia

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

Proffitt & Goodson Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PROFFITT & GOODSON INC.Current
1/27/2004Knoxville, TN

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at PROFFITT & GOODSON INC.

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View PROFFITT & GOODSON INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Nicholas Proffitt Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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