AdFi
JN

James Norman Norman Deitrich Jr

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

San Antonio, TXCRD #1534355Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
2 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Norman Norman Deitrich has worked in the securities industry since 1990. They have passed the Series 66, 63, 55, 53, 24, 15, 7, and 4 examinations. They are registered to provide investment advisory services in Pennsylvania and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
PennsylvaniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/17/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 3/1/2000
Series 15
Foreign Currency Options Examination
Passed 10/24/1988
Series 7
General Securities Representative Examination
Passed 7/19/1986
Series 24
General Securities Principal Examination
Passed 12/15/1988
Series 53
Municipal Securities Principal Examination
Passed 8/25/1988
Series 4
Registered Options Principal Examination
Passed 2/10/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
2/24/2015San Antonio, TX
HIGHTOWER ADVISORS, LLC
2/19/20132/5/2015Wayne, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/19/20092/19/2013Wayne, PA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Showing 12 of 25660 in the directory

View MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Norman Norman Deitrich Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched