AdFi
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James Ordell Judd

Investment Adviser Representative at VANTAGE FINANCIAL GROUP, INC.

Cleveland, OHCRD #1058679Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
10 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
CaliforniaColoradoFloridaKentuckyNew YorkOhioPennsylvaniaSouth CarolinaTexasWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/17/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/8/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/16/1985
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/3/1982
Series 51
Municipal Fund Securities Principal Examination
Passed 6/9/2006
Series 24
General Securities Principal Examination
Passed 4/8/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Vantage Financial Group, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CETERA INVESTMENT ADVISERS LLCCurrent
6/29/2023 – Cleveland, OH
VANTAGE FINANCIAL GROUP, INC.Current
7/21/2021 – Cleveland, OH
CETERA WEALTH SERVICES, LLCCurrent
11/6/2020 – Bedford, OH
CETERA ADVISOR NETWORKS LLC
11/6/2020 – 6/29/2023El Segundo, CA
LION STREET ADVISORS, LLC
7/2/2018 – 10/1/2020Cleveland, OH
CETERA ADVISOR NETWORKS LLC
11/1/2017 – 7/5/2018Cleveland, OH
GIRARD SECURITIES, INC.
2/1/2006 – 11/1/2017Cleveland, OH
OSWALD FINANCIAL, INC.
3/27/2003 – 12/1/2009Cleveland, OH
LINSCO/PRIVATE LEDGER CORP.
10/15/1999 – 2/2/2006Cleveland, OH

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at VANTAGE FINANCIAL GROUP, INC.

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Michael Thomas Bearducci
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Kurt Ryan Camden
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Solomon Michael Childs
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Michael Francis Cleary
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James Fredrick Henyey
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Kevin Frederick Hansley
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Matthew Thomas Hunt
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Margaret Suzanne Maxel
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View VANTAGE FINANCIAL GROUP, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Ordell Judd has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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