James Patrick King
Investment Adviser Representative at Diversify Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Patrick King is an investment adviser representative with Diversify Advisory Services, LLC in Lincroft, NJ, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 3 firms, including B. Riley Wealth Advisors, Inc. and Equitable Advisors, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey and Texas.
Registrations & licenses
- Investment adviser:
- New Jersey, Texas
- Broker:
20 states and territories
Alabama, Arizona, California, Connecticut, Florida, Georgia, Illinois, Maryland, Michigan, Nevada, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Tennessee, Texas, Utah, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Marlcroft Asset Management LLCMay 2012 – May 2018New York, NY
- UnemployedJun 2018 – Oct 2018Lincroft, NJ
- AXA Advisors, LLC.Oct 2018 – Jun 2020New York, NY
- Equitable Advisors, LLCOct 2018 – Jun 2021New York, NY
- National Securities CorporationJun 2021 – Jul 2022Boca Raton, FL
- B. Riley Wealth AdvisorsJun 2021 – Oct 2024Boca Raton, FL
- B. Riley Wealth ManagementJul 2022 – Oct 2024Boca Raton, FL
- DFPG Investments, LLCOct 2024 – no end date reportedSandy, UT
- Diversify Advisory Services, LLCOct 2024 – no end date reportedSandy, UT
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Diversify Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- First $500,0001.00%
- $500,001 - $1,000,0001.00%
- $1,000,001 - $2,000,0000.85%
- $2,000,001 - $3,000,0000.85%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 111
- Offices listed on AdvisorFinder:
- 27
- Main office:
- South Jordan, UT
- SEC file number:
- 801-128675
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 18, 2026
View full firm profileOther advisors at Diversify Advisory Services, LLC
Showing 12 of 111 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Patrick King has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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