James R Driscoll
Investment Adviser Representative at RISE North Capital Investment Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James R. Driscoll is an investment adviser representative with RISE North Capital Investment Advisors in Braintree, MA, where they have been registered since 2025. They have worked in the securities industry since 2004 and have been registered with 3 firms, including Northwestern Mutual Investment Services,llc and Eagle Strategies LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts, New Hampshire, and Texas.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Massachusetts, New Hampshire, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- AflacDec 2019 – Aug 2020Boston, MA
- Guardian Life Insurance CoJan 2012 – Jan 2019Quincy, MA
- NYLife Securities LLCFeb 2021 – Jan 2025Rockland, MA
- UnemployedFeb 2019 – Nov 2020Hanover, MA
- Zen InsuranceApr 2018 – Nov 2018Marshfield, MA
- Northwestern Mutual Life Insurance CompanyJan 2025 – Jun 2025Milwaukee, WI
- Northwestern Mutual Investment Services LLCFeb 2025 – Jun 2025Rockland, MA
- Northwestern Mutual Investment Services LLCMar 2025 – Jun 2025Milwaukee, WI
- PARK Avenue Securities LLCMar 2015 – Jan 2018Boston, MA
- Eagle Strategies LLCApr 2024 – Jan 2025Rockland, MA
- Rise North Capital, LLC dba Rise North CapitalJul 2025 – no end date reportedBraintree, MA
- RNC RIA LLC DBA Rise North Capital Investment AdvisorsOct 2025 – no end date reportedBraintree, MA
- RNC RIA LLC DBA Rise North Capital Investment AdvisorOct 2025 – Jun 2026Braintree, MA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RISE North Capital Investment Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Braintree, MA
- SEC file number:
- 801-134746
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 14, 2026
View full firm profileOther advisors at RISE North Capital Investment Advisors
11 other advisors in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James R Driscoll has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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