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JR

James Robert Jansson

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Greenwood Village, COCRD #257438Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
54 yrs
States Registered
23 states
Exams Passed
14

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIdahoIowaKansasMarylandMichiganMontanaNew HampshireNew MexicoNorth CarolinaOhioOregonSouth CarolinaSouth DakotaTexasWashingtonWest Virginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/23/2007
Series 65
Uniform Investment Adviser Law Examination
Passed 5/7/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 9/13/1985
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 1/26/1983
Series 5
Interest Rate Options Examination
Passed 11/14/1981
PC
AMEX Put and Call Exam
Passed 7/19/1977
Series 1
Registered Representative Examination
Passed 5/10/1972
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 4
Registered Options Principal Examination
Passed 2/15/1982
Series 12
NYSE Branch Manager Examination
Passed 4/11/1981
Series 40
Registered Principal Examination
Passed 6/23/1978

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
1/1/1999 – Greenwood Village, CO
RBC CAPITAL MARKETS, LLCCurrent
3/2/1998 – Parker, CO
DAIN RAUSCHER INCORPORATED
5/24/1995 – 3/2/1998
EVEREN SECURITIES, INC.
9/4/1990 – 5/19/1995St. Louis, MO
BOETTCHER & COMPANY, INC.
5/22/1972 – 9/4/1990

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Robert Jansson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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