AdFi
JT

James Thomas Borello

Investment Adviser Representative at JAMES T. BORELLO & CO.

East Dundee, ILCRD #1295014Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Thomas Borello has worked in the securities industry since 1984. They have passed the Series 99, 63, 51, 26, 7, and 6 examinations. They are registered to provide investment advisory services in Illinois and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IllinoisTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/19/1991
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/20/1984
Series 51
Municipal Fund Securities Principal Examination
Passed 1/10/2003
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 10/25/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

James T. Borello & Co. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

JAMES T. BORELLO & CO.Current
2/11/1998East Dundee, IL
LONG GROVE TRADING CO.
7/16/199212/31/1995Boston, MA
ABACUS EQUITY SERVICES, INC.
10/31/19866/9/1987
CARDELL & ASSOCIATES, INCORPORATED
11/1/198410/31/1986

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at JAMES T. BORELLO & CO.

3 other advisors in the directory

View JAMES T. BORELLO & CO. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Thomas Borello has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
James Thomas Borello - Financial Advisor in East Dundee, IL | AdvisorFinder