James Thomas Evans
Investment Adviser Representative at THOMPSON INVESTMENT MANAGEMENT, INC.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
James Thomas Evans has worked in the securities industry since 2001. They are registered to provide investment advisory services in Texas and Wisconsin.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Individually Managed - Tier 1 | 1.00% |
| Individually Managed - Tier 2 | 0.80% |
| Individually Managed - Tier 3 | 0.70% |
| Institutional - Tier 1 | 0.80% |
| Institutional - Tier 2 | 0.70% |
| Institutional - Tier 3 | 0.60% |
| Fixed Income Only - Tier 1 | 0.80% |
| Fixed Income Only - Tier 2 | 0.70% |
| Institutional Fixed Income Only - Tier 1 | 0.50% |
| Institutional Fixed Income Only - Tier 2 | 0.30% |
Firm-stated minimum; may be waived at the firm's discretion.
Thompson Investment Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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