AdFi
JW

James W Ryan

Investment Adviser Representative at EAB INVESTMENT GROUP, LLC

Philadelphia, PACRD #1658850Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 9/9/2020
Series 65
Uniform Investment Adviser Law Examination
Passed 3/4/2013
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/29/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $2,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

EAB Investment Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EAB INVESTMENT GROUP, LLCCurrent
5/19/2020Philadelphia, PA
GUGGENHEIM SECURITIES, LLC
7/14/202011/10/2022New York, NY
SRT SECURITIES LLC
7/29/20141/13/2021Birmingham, MI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EAB INVESTMENT GROUP, LLC

3 other advisors in the directory

View EAB INVESTMENT GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James W Ryan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James W Ryan - Financial Advisor in Philadelphia, PA | AdvisorFinder