Jamie Michael Lima
Investment Adviser Representative at SAX Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jamie Michael Lima is an investment adviser representative with SAX Wealth Advisors, LLC in Valley Center, CA, where they have been registered since 2025. They have worked in the securities industry since 2006 and have been registered with 10 firms, including Woodson Wealth Management and Origin Financial. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 31 (managed futures). They are registered to provide investment advice in California and New Jersey.
Registrations & licenses
- Investment adviser:
- California, New Jersey
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsNov 2015 – Apr 2017San Diego, CA
- Fidelity InvestmentsApr 2017 – Feb 2020San Diego, CA
- Woodson Wealth ManagementApr 2020 – no end date reportedRamona, CA
- Presidio Capital ManagementFeb 2020 – Apr 2020San Diego, CA
- First Allied Advisory Services, Inc.Feb 2020 – Apr 2020San Diego, CA
- First Allied Securities, Inc.Feb 2020 – Apr 2020San Diego, CA
- Sax Wealth Advisors LLCMar 2025 – no end date reportedParsippany, NJ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About SAX Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,500,000 (waivable)
- Investment Management - First $1,500,0001.00%
- Investment Management - Next $1,500,0000.80%
- Investment Management - Next $2,000,0000.60%
- Investment Management - Next $2,000,0000.55%
+9 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 43
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Parsippany, NJ
- SEC file number:
- 801-68788
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 19, 2026
View full firm profileOther advisors at SAX Wealth Advisors, LLC
Showing 12 of 43 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jamie Michael Lima has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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