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Jan Peter Cummins

Investment Adviser Representative at Janney Montgomery Scott LLC

Radnor, PACRD #718836Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
46 yrs
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jan Peter Cummins is an investment adviser representative with Janney Montgomery Scott LLC in Radnor, PA, where they have been registered since 2005. They have worked in the securities industry since 1980 and have been registered with 4 firms, including Salomon Smith Barney Inc. and Lehman Brothers Inc. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey and Pennsylvania.

Office

150 Radnor-chester Road, Suite B-100
Radnor, PA 19087

Advisors at this office: 16

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey, Pennsylvania
Broker:
28 states and territories

Arizona, California, Colorado, Delaware, Florida, Georgia, Idaho, Illinois, Kentucky, Maine, Maryland, Massachusetts, Missouri, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/18/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 11/3/1980
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 15
Foreign Currency Options Examination
Passed 2/6/1984
Series 3
National Commodity Futures Examination
Passed 10/5/1983
Series 7
General Securities Representative Examination
Passed 11/15/1980
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/27/2005
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 12/30/2004

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Janney Montgomery Scott LLCCurrent
8/8/2005 – Radnor, PA
Salomon Smith Barney Inc.
7/31/1993 – 1/24/2003New York, NY
Lehman Brothers Inc.
4/25/1983 – 7/31/1993New York, NY
First Jersey Securities, Inc.
11/20/1980 – 4/28/1983

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Janney Montgomery Scott LLC
    Jan 2003 – no end date reportedRadnor, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Janney Montgomery Scott LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
  • Other
Firm account minimum
$5,000 (waivable)
Firm's annual rate schedule by assets
  • First $500,0002.00%
  • Next $500,0002.00%
  • Next $1,000,0002.00%
  • Next $3,000,0002.00%

+3 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,330
Offices listed on AdvisorFinder:
26
Main office:
Philadelphia, PA
SEC file number:
801-7258

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 30, 2026

View full firm profile

Other advisors at Janney Montgomery Scott LLC

Showing 12 of 1,330 in the directory

View Janney Montgomery Scott LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jan Peter Cummins has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Jan Peter Cummins (Janney Montgomery Scott) | AdvisorFinder