Janee Browne
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Janee Browne is an investment adviser representative with Charles Schwab & Co., Inc. in New York City, NY, where they have been registered since 2022. They have worked in the securities industry since 2011 and have been registered with 6 firms, including Equitable Advisors, LLC and Northwestern Mutual Investment Services,llc. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.
Office
Advisors at this office: 12
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
33 states and territories
California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsOct 2016 – Jun 2018Atlanta, GA
- BNY MellonJul 2018 – Jun 2019New York, NY
- TriplemintJul 2019 – Dec 2019New York, NY
- CompassDec 2019 – Mar 2020Brooklyn, NY
- Northwestern Mutual Life Insurance CompanyApr 2020 – Nov 2020Milwaukee, WI
- Northwestern Mutual Investment Services LLCApr 2020 – Nov 2020New York, NY
- Equitable AdvisorsDec 2020 – Nov 2022Woodbury, NY
- Charles Schwab & Co., Inc.Dec 2022 – no end date reportedNew York City, NY
- Charles Schwab Bank SSBDec 2022 – no end date reportedNew York City, NY
- TD Ameritrade IncNov 2023 – Jun 2024Newy York City, NY
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in New York City, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Janee Browne has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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