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Janell Phillips

Investment Adviser Representative at IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

Beverly, MACRD #2378496Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Janell Phillips has worked in the securities industry since 2015. They have passed the Series 66, 65, and 7 examinations. They are registered to provide investment advisory services in Massachusetts.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Massachusetts
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/28/2002
Series 65
Uniform Investment Adviser Law Examination
Passed 7/12/1993
Series 7
General Securities Representative Examination
Passed 10/25/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
All managed assets1.00%
Accounts over $2,000,0001.00%
Source

Ipswich Investment Management Company, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

IPSWICH INVESTMENT MANAGEMENT COMPANY, INCCurrent
6/1/2017Beverly, MA
BOSTON FINANCIAL MANAGEMENT LLC
11/9/20155/31/2017Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

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View IPSWICH INVESTMENT MANAGEMENT COMPANY, INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Janell Phillips has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Janell Phillips - Financial Advisor in Beverly, MA | AdvisorFinder