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Janet Grantz Hart

Investment Adviser Representative at Commonwealth Financial Network

Santa Rosa, CACRD #2137359Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Janet Grantz Hart is an investment adviser representative with Commonwealth Financial Network in Santa Rosa, CA, where they have been registered since 2022. They have worked in the securities industry since 1996 and have been registered with 3 firms, including Arbor Point Advisors and Foothill Securities, Inc. They have passed 7 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in California and Texas.

Office

5213 El Mercado Parkway, Suite F
Santa Rosa, CA 95403

Advisors at this office: 3

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Texas
Broker:
13 states and territories

Alaska, Arkansas, California, Colorado, Idaho, Massachusetts, Montana, Nevada, North Carolina, Oregon, Tennessee, Texas, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 2/27/1996
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/4/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/27/1996
Series 51
Municipal Fund Securities Principal Examination
Passed 5/25/2004
Series 24
General Securities Principal Examination
Passed 10/22/1999

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Commonwealth Financial NetworkCurrent
7/25/2022 – Santa Rosa, CA
Arbor Point Advisors
12/8/2016 – 7/25/2022Santa Rosa, CA
Foothill Securities, Inc.
12/19/1997 – 12/8/2016Santa Rosa, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Foothill Securities, Inc.
    Feb 1996 – Dec 2016Santa Rosa, CA
  2. THE HART Group- Insurance Sales
    Jan 2012 – no end date reportedSanta Rosa, CA
  3. Securities America, Inc.
    Dec 2016 – Jul 2022Santa Rosa, CA
  4. Arbor Point Advisors
    Dec 2016 – Jul 2022Santa Rosa, CA
  5. Commonwealth Financial Network
    Jul 2022 – no end date reportedSan Diego, CA
  6. Censia Wealth Advisors
    Jul 2022 – no end date reportedSanta Rosa, CA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Commonwealth Financial Network

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,971
Offices listed on AdvisorFinder:
26
Main office:
Waltham, MA
SEC file number:
801-41541

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 29, 2026

View full firm profile

Other advisors at Commonwealth Financial Network

Showing 12 of 2,971 in the directory

View Commonwealth Financial Network firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Janet Grantz Hart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Janet Grantz Hart (Commonwealth Financial Network)