Janice Powers Williams
Investment Adviser Representative at Commonwealth Financial Network
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Janice Powers Williams is an investment adviser representative with Commonwealth Financial Network in Utica, NY, where they have been registered since 2025. They have worked in the securities industry since 1989 and have been registered with 5 firms, including Osaic Wealth, Inc. and Cadaret Grant & Co Inc. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in New York.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Royal Alliance Associates, Inc.Aug 2002 – Apr 2019Utica, NY
- D'arcangelo Financial Group, LLCFeb 2009 – Apr 2019Utica, NY
- Paradigm Consulting, Inc.Aug 2007 – Apr 2019Utica, NY
- Cadaret, Grant & Co., Inc.Apr 2019 – Aug 2021Syracuse, NY
- Capital Strategy Group Ltd.Apr 2019 – Jul 2020Syracuse, NY
- Royal Alliance Associates, Inc.Sep 2021 – Jan 2025Utica, NY
- Commonwealth Financial NetworkJan 2025 – no end date reportedWaltham, MA
- Advanced Group Financial ServicesJan 2025 – no end date reportedUtica, NY
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Commonwealth Financial Network
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,971
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Waltham, MA
- SEC file number:
- 801-41541
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Commonwealth Financial Network
Showing 12 of 2,971 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Janice Powers Williams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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