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Jason Daniel Lawrence

Investment Adviser Representative at NORTHEAST PLANNING ASSOCIATES, INC.

Portsmouth, NHCRD #5517839Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
25 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 25 states
AlabamaArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIndianaKentuckyMaineMassachusettsMichiganMissouriNew HampshireNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaRhode IslandSouth CarolinaTexasVermontWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/9/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 6/12/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/5/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Northeast Planning Associates, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHEAST PLANNING ASSOCIATES, INC.Current
1/8/2014Portsmouth, NH
LPL FINANCIAL LLCCurrent
12/6/2013Portsmouth, NH
STRATEGIC ADVISERS, INC.
7/20/201010/4/2013Cambridge, MA
LPL FINANCIAL CORPORATION
4/7/20096/16/2009Nashua, NH
STRATEGIC ADVISERS, INC.
1/12/20093/13/2009Merrimack, NH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jason Daniel Lawrence has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jason Daniel Lawrence - Financial Advisor in Portsmouth, NH | AdvisorFinder