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Jason Dominic Garcia

Investment Adviser Representative at Huntington Financial Advisors

Chicago, ILCRD #4006483Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jason Dominic Garcia is an investment adviser representative with Huntington Financial Advisors in Chicago, IL, where they have been registered since 2023. They have worked in the securities industry since 2001 and have been registered with 6 firms, including LPL Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Illinois.

Office

Lasalle Office, 222 N Lasalle Street, Suite 130
Chicago, IL 60601

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois
Broker:
1 state or territory

Illinois

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/11/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 4/27/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/6/2000
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/1/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/2/2004
Series 24
General Securities Principal Examination
Passed 2/12/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Huntington Financial AdvisorsCurrent
7/7/2023 – Chicago, IL
LPL Financial LLC
1/26/2016 – 3/20/2023Westmont, IL
Merrill Lynch, Pierce, Fenner & Smith Incorporated
2/9/2011 – 1/7/2016Dallas, TX
Northern Trust Securities, Inc
7/20/2007 – 12/31/2009Chicago, IL
Harris Investor Services, Inc.
6/1/2006 – 7/17/2007Chicago, IL
Charles Schwab & Co., Inc.
11/30/2004 – 6/22/2005Minneapolis, MN
Charles Schwab & Co., Inc.
10/19/2004 – 11/29/2004Chicago, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial, LLC
    Jan 2016 – Mar 2023Westmont, IL
  2. First Midwest Bank
    Jan 2016 – Mar 2023Westmont, IL
  3. OLD National BANK
    Feb 2022 – Mar 2023Westmont, IL
  4. Huntington Investment Company
    May 2023 – Feb 2024Chicago, IL
  5. The Huntington Investment Company
    Feb 2024 – no end date reportedColumbus, OH
  6. Huntington National Bank
    Feb 2024 – no end date reportedChicago, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Huntington Financial Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
435
Offices listed on AdvisorFinder:
26
Main office:
Columbus, OH
SEC file number:
801-58015

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 21, 2026

View full firm profile

Other advisors at Huntington Financial Advisors

Showing 12 of 435 in the directory

View Huntington Financial Advisors firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jason Dominic Garcia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Jason Dominic Garcia (Huntington Financial Advisors)