Jason Stern
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jason Stern is an investment adviser representative with LPL Financial LLC in West Warwick, RI, where they have been registered since 2023. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Ameriprise Financial Services, LLC and Fidelity Brokerage Services LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts and Rhode Island.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Massachusetts, Rhode Island
- Broker:
6 states and territories
Connecticut, Florida, Massachusetts, Pennsylvania, Rhode Island, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity InvestmentsJul 2021 – Jun 2022Smithfield, RI
- PAPA GinosOct 2018 – May 2019Taunton, MA
- PAPA GinosOct 2020 – Jun 2021Taunton, MA
- AmazonMay 2019 – Aug 2019Milford, MA
- Wells FargoApr 2017 – Sep 2017Providence, RI
- Wells FargoApr 2018 – Sep 2018Providence, RI
- Bridgewater State UniversityAug 2016 – May 2020Bridgewater, MA
- UnemployedMay 2020 – Oct 2020Unemployed, MA
- Ameriprise Financial Services, LLCOct 2022 – Jan 2023Cranston, RI
- UnemployedJun 2022 – Oct 2022Taunton, MA
- LPL Financial LLCMar 2023 – no end date reportedSeekonk, MA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jason Stern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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