Jay Arthur Levy
Investment Adviser Representative at Independent Advisor Alliance, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jay Arthur Levy is an investment adviser representative with Independent Advisor Alliance, LLC in College Grove, TN, where they have been registered since 2025. They have worked in the securities industry since 2008 and have been registered with 5 firms, including Lazard Asset Management Securities LLC and CLSA Americas, LLC. They have passed 5 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in California, Florida, New Jersey, New York, and Tennessee.
Registrations & licenses
- Investment adviser:
- California, Florida, New Jersey, New York, Tennessee
- Broker:
5 states and territories
California, Florida, New Jersey, New York, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CLSA Americas LLCMar 2015 – Mar 2017New York, NY
- Lazard Asset Management, LLCMar 2017 – Sep 2024New York, NY
- Lazard Asset Management SecuritiesMar 2017 – Sep 2024New York, NY
- LPL FinancialMar 2025 – no end date reportedCollege Grove, TN
- UnemployedSep 2024 – Mar 2025College Grove, TN
- Independent Advisor AllianceMar 2025 – no end date reportedCharlotte, NC
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Independent Advisor Alliance, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 303
- Offices listed on AdvisorFinder:
- 115
- Main office:
- Charlotte, NC
- Founded:
- 1993
- SEC file number:
- 801-78808
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Independent Advisor Alliance, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jay Arthur Levy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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