AdFi
JR

Jay Robert Penney

Investment Adviser Representative at ENCOMPASS MORE ASSET MANAGEMENT LLC

Scottsdale, AZCRD #1146552Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
8 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jay Robert Penney has worked in the securities industry since 1983. They are registered to provide investment advisory services in Arizona, California, Colorado, Florida, Hawaii, Nevada, Pennsylvania, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 8 states
ArizonaCaliforniaColoradoFloridaHawaiiNevadaPennsylvaniaVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/12/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 8/29/1983
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/19/1987
Series 22
Direct Participation Programs Representative Examination
Passed 9/9/1983
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/24/1983
Series 24
General Securities Principal Examination
Passed 6/4/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Encompass MORE Asset Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ENCOMPASS MORE INVESTMENTS, LLCCurrent
9/3/2025Scottsdale, AZ
ENCOMPASS MORE ASSET MANAGEMENT LLCCurrent
8/25/2025Scottsdale, AZ
ASHTON THOMAS PRIVATE WEALTH
8/12/20168/19/2025Scottsdale, AZ
GENEOS WEALTH MANAGEMENT, INC.
1/2/20098/16/2016Scottsdale, AZ
USF ADVISORS, LLC
12/19/20061/7/2009Houston, TX
MULTI-FINANCIAL SECURITIES CORPORATION
4/25/200012/20/2006Scottsdale, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jay Robert Penney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Jay Robert Penney - Financial Advisor in Scottsdale, AZ | AdvisorFinder