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Jeffrey Carter Sauer

Investment Adviser Representative at Vanguard Advisers, Inc.

Scottsdale, AZCRD #7563664Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jeffrey Carter Sauer is an investment adviser representative with Vanguard Advisers, Inc. in Scottsdale, AZ, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arizona and Texas.

Office

14321 N Northsight Blvd
Scottsdale, AZ 85260

Advisors at this office: 361

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona, Texas
Broker:
1 state or territory

Arizona

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/6/2026
Series 7
General Securities Representative Examination
Passed 4/28/2026
SIE
Securities Industry Essentials Examination
Passed 2/26/2026

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Vanguard Advisers, Inc.Current
7/7/2026 – Scottsdale, AZ
Vanguard Marketing CorporationCurrent
4/28/2026 – Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. The Vanguard Group, Inc.
    Mar 2026 – no end date reportedScottsdale, AZ
  2. Vanguard Marketing Corporation
    Mar 2026 – no end date reportedScottsdale, AZ
  3. Perfect Pear Bistro
    Jul 2025 – Sep 2025Chandler, AZ
  4. Main Event Entertainment
    Jun 2025 – Sep 2025Tempe, AZ
  5. Captain Pete's Boathouse
    May 2023 – Aug 2024Lago Vista, TX
  6. University of Arizona
    Aug 2021 – May 2025Tucson, AZ
  7. Desert Vista High School
    Aug 2017 – May 2021Phoenix, AZ
  8. Hill Country Middle School
    Aug 2015 – May 2017Austin, TX
  9. Thrivent Financial
    May 2022 – Aug 2022Phoenix, AZ
  10. Gap
    Jul 2022 – Aug 2022Phoenix, AZ
  11. Point Venture HOA
    May 2022 – Jul 2022Lago Vista, TX
  12. EMC Vending
    Jun 2025 – Jun 2025Phoenix, AZ
  13. Subway
    Jan 2020 – Mar 2020Phoenix, AZ
  14. Valley Christmas Tree Removal
    Dec 2020 – Jan 2025Phoenix, AZ
  15. Unemployed
    Sep 2025 – Mar 2026Phoenix, AZ
  16. Vanguard Advisers, Inc.
    Jul 2026 – no end date reportedScottsdale, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Vanguard Advisers, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesOther Investment Advisers

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,379
Offices listed on AdvisorFinder:
4
Main office:
Malvern, PA
SEC file number:
801-49601

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

Other advisors at Vanguard Advisers, Inc.

Showing 12 of 2,379 in the directory

View Vanguard Advisers, Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey Carter Sauer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Jeffrey Carter Sauer (Vanguard Advisers) - Advisor Profile