AdFi
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Jeffrey Michael Dowd

Investment Adviser Representative at Ameriprise Financial Services, LLC

Boca Raton, FLCRD #1946715Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jeffrey Michael Dowd is an investment adviser representative with Ameriprise Financial Services, LLC in Boca Raton, FL, where they have been registered since 1996. They have worked in the securities industry since 1991 and have been registered with 5 firms, including IDS LIFE Insurance Company and Uslife Equity Sales Corp. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida.

Office

101 N Federal Hwy, Ste 700
Boca Raton, FL 33432-3969

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida
Broker:
5 states and territories

Colorado, Florida, Georgia, Ohio, Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/17/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/30/1991
Series 22
Direct Participation Programs Representative Examination
Passed 10/20/1989
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/23/1989

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Ameriprise Financial Services, LLCCurrent
9/19/1996 – Boca Raton, FL
Ameriprise Financial Services, LLCCurrent
9/13/1996 – Boca Raton, FL
IDS LIFE Insurance Company
9/13/1996 – 7/3/2006Minneapolis, MN
Uslife Equity Sales Corp.
5/6/1993 – 8/12/1996New York, NY
American Express Financial Advisors Inc.
5/31/1991 – 10/29/1991Minneapolis, MN
IDS LIFE Insurance Company
5/31/1991 – 10/29/1991Minneapolis, MN
Cigna Securities, Inc.
6/26/1989 – 6/14/1991Radnor, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Prestige & Concept HOME Builders
    Jun 1984 – no end date reportedBoca Raton, FL
  2. Connecticut General LIFE INS. Co.
    Jun 1988 – no end date reportedBoca Raton, FL
  3. SELF Employed GNL Contracting
    Jan 1992 – no end date reportedOrlando, FL
  4. American LIFE Underwriters
    Feb 1992 – no end date reportedBoca Raton, FL
  5. Uslife INS Co. (AMER LIFE Underwrite)
    Jan 1993 – no end date reportedBoca Raton, FL
  6. Ameriprise Financial Services, Inc.
    Sep 2005 – Mar 2020Boca Raton, FL
  7. Ameriprise Financial Services, LLC
    Mar 2020 – no end date reportedBoca Raton, FL

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Ameriprise Financial Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
12,969
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-28543

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey Michael Dowd has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Jeffrey Michael Dowd (Ameriprise Financial Services)