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Jeffrey Michael Gough

Investment Adviser Representative at Saling Wealth Advisors

Louisville, KYCRD #5155592Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Jeffrey Michael Gough is an investment adviser representative with Saling Wealth Advisors in Louisville, KY, where they have been registered since 2018. They have worked in the securities industry since 2012 and were previously registered with J.j.b. Hilliard, W.l. Lyons, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kentucky and Texas.

Office

9750 Ormsby Station Road, Suite 102
Louisville, KY 40223

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kentucky, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/25/2015
Series 66
Uniform Combined State Law Examination
Passed 3/13/2008
SIE
Securities Industry Essentials Examination
Passed 5/11/2018
Series 7
General Securities Representative Examination
Passed 1/27/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Saling Wealth AdvisorsCurrent
5/14/2018 – Louisville, KY
J.j.b. Hilliard, W.l. Lyons, LLC
1/7/2015 – 5/11/2018Louisville, KY
J.j.b. Hilliard, W.l. Lyons, LLC
3/14/2008 – 8/23/2010Louisville, KY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. JJB Hilliard WL Lyons LLC
    Dec 2014 – May 2018Louisville, KY
  2. Saling Wealth Advisors
    May 2018 – no end date reportedLouisville, KY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Saling Wealth Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm account minimum
$1,000,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning (including cash flow analysis, tax and estate planning, risk management, and business planning), investment management with a globally diversified approach, and ongoing implementation including monitoring, execution, counsel, discipline, accountability, and communication through life transitions.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPeriodicals and Newsletters
Firm areas of expertise
Financial PlanningInvestment ManagementWealth ManagementEstate PlanningTax PlanningRisk ManagementBusiness PlanningCash Flow AnalysisMultigenerational FamiliesRetirement Planning

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
9
Offices listed on AdvisorFinder:
1
Main office:
Louisville, KY
SEC file number:
801-107417

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 10, 2026

View full firm profile

Other advisors at Saling Wealth Advisors

8 other advisors in the directory

View Saling Wealth Advisors firm profile

Similar advisors in Louisville, KY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jeffrey Michael Gough has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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